The National Bank of Ukraine fined FC “Alliance Capital Group” LLC 100,000 UAH for violating the procedures for conducting currency exchange operations, the regulator announced on its website.
According to the NBU’s statement, the violation consisted of a cashier at a separate structural unit failing to accept or issue cash for a currency exchange transaction simultaneously with the provision of a settlement document from the transaction recorder.
The regulator also issued a written warning to the company for violating requirements regarding the video surveillance system, specifically the absence of date and time information in the video footage from the customer area.
FC “Alliance Capital Group” LLC operates in the non-bank financial services market.
The National Bank of Ukraine fined Pawnshop “No. 1” LLC “Contract-Group” 200,000 UAH for violating the procedure for conducting currency exchange transactions, the regulator announced on its website.
According to the NBU’s statement, the violation consisted of a cashier at a separate structural unit failing to provide payment documents from the payment transaction register simultaneously with the receipt or issuance of cash in foreign currency for reversal transactions.
In addition, the pawnshop received a written warning for the absence in a separate structural unit of a copy or extract from the order on its opening, specifying the list of transactions carried out at the cash desk, as well as for violating the requirements for technological video surveillance systems.
PT “Pawnshop No. 1” LLC “Contract-Group” operates in the pawnshop and non-bank financial services market.
The National Bank of Ukraine fined Avangard Bank JSC 2 million UAH for violating financial monitoring regulations, the regulator announced on its website.
According to the NBU’s statement, the bank was fined for improper application of a risk-based approach, failure to identify a financial transaction subject to financial monitoring, and improper analysis of customer transactions for indicators of suspicious activity.
In addition, the regulator issued written warnings to the bank. These warnings concern the improper development and implementation of internal documents on financial monitoring, as well as the submission of erroneous information on foreign exchange transactions to the NBU.
As previously reported, in May, the NBU imposed sanctions on one bank and nine non-bank financial institutions for violations in the areas of financial monitoring and foreign exchange legislation.
Bank Avangard JSC operates in the Ukrainian banking market and provides services to corporate and private clients.
In May 2026, the National Bank of Ukraine (NBU) fined LLC “1 Safe Agency of Necessary Loans” (TM “MyCredit”) 6.13 million UAH and Avangard Bank 2 million UAH for violating financial monitoring regulations, the regulator announced on its website.
According to the statement, LLC “1 Safe Agency of Necessary Loans” was fined for improper organization and conduct of initial financial monitoring. In particular, the National Bank pointed to violations in the application of a risk-based approach, the development of internal documents, proper customer due diligence, work with politically exposed persons, and the provision of information in response to the regulator’s requests.
Avangard Bank was fined for improper application of a risk-based approach, failure to identify a financial transaction subject to financial monitoring, and improper analysis of customer transactions for indicators of suspicious activity.
In addition, the financial institution received written warnings for the improper development and implementation of internal documents on financial monitoring, as well as for submitting information on foreign exchange transactions to the NBU with errors.
The Central Bank also fined FC “A Finance” LLC 800,000 UAH for violating the procedure for conducting currency exchange transactions and failing to equip a separate structural unit with a video surveillance system.
FC “MBK” LLC was fined UAH 799,000 for violating financial monitoring requirements, specifically the improper submission of information and documents in response to requests from the National Bank, failure to fulfill the obligation to conduct proper customer due diligence, improper application of a risk-based approach, violation of the procedure for storing documents in client files and preparing statistical reports on AML/CFT issues.
The company also received a written warning for improper development and implementation of internal documents on financial monitoring, deficiencies in the operation of the automation system for continuous monitoring of client transactions, and failure to include verified information in client questionnaires.
PT “Pawnshop No. 1” of “Contract-Group” LLC was fined 200,000 UAH for violating the procedure for conducting foreign exchange transactions, specifically the cashier’s failure to provide cash register receipts simultaneously with the receipt or issuance of cash in foreign currency for reversal and verification transactions.
In addition, the pawnshop received a written warning for the absence in a separate structural unit of a copy or excerpt from the order on its opening, specifying the list of transactions carried out at the cash desk, as well as for violating the requirements for technological video surveillance systems.
Alliance Capital Group FC LLC was fined UAH 100,000 for violating the procedure for conducting currency exchange transactions, specifically the cashier’s failure to accept or issue cash for a currency exchange transaction simultaneously with the issuance of a cash register settlement document.
The regulator also issued a written warning to the company for violating the requirements for the video surveillance system, specifically the absence of date and time information in the video footage from the customer area.
FC “Alfa-Invest Group” LLC received a written warning for violating the procedure for conducting currency exchange transactions, which consisted of failing to issue foreign currency cash to an individual customer simultaneously with the provision of a cash register receipt.
As reported, in May, the NBU fined LLC “FC ”Kontraktovy Dom“ and LLC ”Swift Garant” 135.15 million UAH each for improper organization and conduct of initial financial monitoring. In addition, PJSC “Insurance Company ”VUSO” was fined UAH 40.71 million for a similar violation.
The National Bank of Ukraine (NBU) has imposed a penalty of UAH 1.7 million on JSC “Ukrposhta” for violating the laws governing activities in the payment market, the regulator announced.
It is noted that the relevant decision was adopted on May 18, 2026, by the Committee on Banking Supervision and Regulation, and Oversight of Payment Infrastructure.
The fine was imposed due to the company’s failure, as a provider of financial payment services, to fulfill its obligation to ensure the proper functioning of its corporate governance system, internal control system, and risk management system.
The violation was identified based on the results of an off-site supervision and inspection of the national postal operator conducted on November 1, 2025.
“Ukrposhta” is required to pay the fine within five business days of receiving the committee’s decision.
As previously reported, in March 2026, “Ukrposhta” paid a fine of 255,000 UAH imposed by the NBU for failing to submit the requested information within the established deadlines, while also announcing its intention to challenge the regulator’s decision in court.
In December 2025, the National Bank also issued a written warning to Ukrposhta for violating legal requirements in the payment market, specifically regarding payment services, management systems, and the submission of statistical reports, as determined by the results of off-site supervision.
Ukrposhta reported a net loss of UAH 204.8 million for the first quarter of 2026, which is UAH 1.1 million, or 0.5%, more than in the same period of 2025, but 40% less than projected in the plan. The company’s revenue for this period decreased by 0.1%, or UAH 5 million, to UAH 3.34 billion, which is 2% less than planned.
The Antimonopoly Committee of Ukraine (AMCU) fined “BAUM PHARM GMBH Representative Office” LLC (Lviv) 630,000 UAH for failing to provide information as requested by the state-authorized committee.
According to the AMCU, the relevant decision was adopted on April 16.
According to the decision, the company failed to submit the information requested by the deputy head of the AMCU within the deadline set by him.
As previously reported, in December 2025, the AMCU fined the distributor of dietary supplements, Baum Pharm GmbH Representative Office LLC, and their manufacturers—Zdravofarm LLC and Pharmakom LLC — for a total of 40 million UAH for providing false information about the properties of the dietary supplements “Antidot Gel,” “Lyzobam,” and “Fosfalimin.”
BAUM PHARM GMBH Representative Office LLC is a Ukrainian pharmaceutical company specializing in the distribution and marketing of dietary supplements, vitamin complexes, and herbal remedies.
